FINRA Securities Industry Essentials Exam Prep Course
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Want to walk into your exam with confidence?
We’ve got you covered.

The SIE exam is the first step to becoming fully registered to conduct securities business. Knopman Marks has the most flexible ways to learn with the best pass rates in the industry. We’ve helped thousands of students pass their licensing exams and we can do the same for you.

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Pass Rate
Data-driven predictive benchmark exams
Up-to-date curriculum & premium content
Trusted by the biggest firms in the industry
Reliable Practice Exams
Our unique set of diagnostic, benchmark, and practice
tests can accurately predict your readiness level and
your likeliness of passing the actual exam
0 %
Chance of passing on the first try if you pass our Benchmark Exam.
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Chance of passing on the first try if you average 60-70% on your first 1,000 questions.
What’s Included
Our comprehensive course includes everything you
need to study:
Textbook/Ebook
Digital Flashcards
Mobile App to study offline
Downloadable Supplements
Video Lectures
Benchmark & Practice Exams
Access to Training Center
And everything you need to truly succeed:
Access to the online Training Center, your digital study hub full of proprietary KM study guides, videos, and more. See it now/demo!
Real-time email updates from instructors with last-minute tips and nudges exactly when you need them
Proactive ongoing check-ins from our expert team
Easy-to-follow action plan with clear-cut guidance and suggested next steps
All Access Pass
Want live training?

With this add-on, students can enroll in any of our calls and classes at any time. Every session is stand-alone—join in when you want, how you want.  View Class Schedule

VIRTUAL
Group Onboarding Call
Meet the team, navigate the Training Center, and learn how to get started fast.
VIRTUAL
Quick Review Sessions
A weekly 1-hour live Q&A where instructors dive deep into specific questions and the most-difficult concepts.
VIRTUAL OR IN-PERSON
Traditional Core Classes
Day-long focused training lead by an experienced KM instructor.
IN-PERSON
Blended Core Classes
Meet the team, navigate the Training Center, and learn how to get started fast.
Demo the training center

Take a test drive of our Training

Center--the place for all your course

materials, video lectures, and

supplements. Here’s where you’ll also

find an Action Plan to keep you on

focused and sign up for All Access

Pass classes and sessions.

Your KM Support Team
Meet Your Study Crew

We put together a team of the most knowledgeable instructors, coaches, and staff for each course that will keep you on track and meeting your goals. They’re with you every step of the way.

Dave
Insructor
Bailey
Client Success Captain
Michael
Onboarding Specialist
James
Data Lead
Curriculum
SIE Course Curriculum
Lesson 1
01 - INTRODUCTION & EQUITIES
Lesson 2
02 - DEBT SECURITIES
Lesson 3
03 - TYPES OF BONDS
Lesson 4
04 - INVESTMENT COMPANIES
Lesson 5
05 - OTHER MANAGED PRODUCTS
Lesson 6
06 - OPTIONS
Lesson 7
07 - SUITABILITY
Lesson 8
08 - ISSUING SECURITIES
Lesson 9
09 - SECONDARY MARKET
Lesson 10
10 - ECONOMICS AND MONETARY POLICY
Lesson 11
11 - CUSTOMER ACCOUNTS
Lesson 12
12 - TAX-ADVANTAGED ACCOUNTS AND PRODUCTS
Lesson 13
13 - FINRA REGISTRATION
Lesson 14
14 - BUSINESS CONDUCT RULES
Lesson 15
WRAP UP
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Trusted by Students & Firms Worldwide
John Doe
Goldman Sachs
”The course was amazing at preparing me for what was in the exam. I don’t think there was a single question that referenced information I was unfamiliar with. Thank you for all your support!”
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FAQ
Why should I choose Knopman Marks for the SIE?

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Can I get a free practice exam or demo the platform before I purchase?

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Can I get a free SIE practice exam before starting?

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How do I enroll in a live SIE class?

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