FINRA Series 53 Exam Prep & Study Materials
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Series 53 Exam Prep Course
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450
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Series 53 Course Curriculum
Lesson 1
Fixed Income Overview, Types of Munis & Tax Considerations
Lesson 2
MSRB Rules and Supervision, Origination, Trading, & Operations
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How many questions should I complete on the Series 53 Practice Exams before I take the exam?

You should plan on completing about 600 practice questions online prior to taking the exam, plus the benchmark exam.  If your scores are not within passing range at that point, you may need to complete more questions.

Should I expect to use the full time allotted on the Series 53 Exam?

Most students are able to finish the exam within the alloted time, without being rushed.

Should I read the Series 53 book before class?

Though it is not mandatory to read the material before coming to class, doing so will enable you to reinforce the concepts discussed in the book.  If you have not read the material prior to class you will need more time after class to prepare before you take the examination.

What is the usual study time for the Series 53 Exam?

Assuming you are working full time while preparing for the examination, you should allow yourself two to three weeks to read through the material and another two to three weeks to complete practice exams.  You should attend the live class or receive private instruction one week prior to the examination.   The total study time is typically four to six weeks.

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