FINRA Series 52 Top-off Exam Prep & Study Materials
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Series 52 Top-Off Course Curriculum
Lesson 1
01 - INTRODUCTION, FIXED INCOME OVERVIEW & TYPES OF MUNICIPAL SECURITIES
Lesson 2
02 - TAX CONSIDERATIONS & MUNICIPAL MARKET PLACES
Lesson 3
03 - ANALYZING MUNICIPAL CREDIT, MSRB RULES & ECONOMICS
Lesson 4
WRAP UP
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What should I expect on the day of my exam?

On the morning of your exam, plan on arriving at the testing center at least 30 minutes prior to your scheduled start time.  You should bring with you government issued identification (e.g. driver's license or passport).  Make sure the last name on your I.D. is the same as your last name on your registration form with your firm.  Also make sure you don't bring expired I.D.  You will be required to leave all your personal articles in a locker outside the testing room.  The testing center will provide you with a scratch pad, a pen or marker, and a basic four function calculator.  You are not permitted to bring anything else into the actual testing room.

Where do I take the exam?

The exam is administered via the FINRA PROCTOR system at Prometric testing centers.

How often is the exam given?

That depends on the testing location, but most offer the exams every day of the week (including weekends).

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