FINRA Series 4 Exam Prep & Study Materials
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Series 4 Exam Prep Course
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Series 4 Course Curriculum
Lesson 1
Introduction & Equity Options
Lesson 2
Non-Equity Options
Lesson 3
Customer Accounts
Lesson 4
Margin Accounts
Lesson 5
Options Sales Practices and Industry Regulation
Lesson 6
Series 4 Wrap-Up
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Sarah R.

"The instructors were great – from teaching me what I needed to know for the exam, patiently answering my questions, finding alternative ways for me to understand the trickier subjects of the test, and constantly being available for me anytime of day even if it was for a quick confidence boosting conversation – I never felt like I was without their support."

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How many questions should I complete on the Series 4 Practice Exams before I take the exam?

You should plan on completing about 600 practice questions online prior to taking the exam.  If your scores are not within passing range at that point, you may need to complete more questions.

Should I expect to use the full time allotted on the Series 4 Exam?

Most students are able to finish the exam within the alloted time, without being rushed.

Should I read the Series 4 book before class?

Though it is not mandatory to read the material before coming to class, doing so will enable you to reinforce the concepts discussed in the book.  If you have not read the material prior to class you will need more time after class to prepare before you take the examination.

What is the usual study time for the Series 4 Exam for the typical student?

Assuming you are working full time while preparing for the examination, you should allow yourself 2-3 weeks to read through the material and another 1-2 weeks to complete practice exams.  You should attend the live class or receive private instruction one to two weeks before taking the examination.  The total study time is typically three to five weeks.

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