FINRA Series 17 Exam Prep & Study Materials
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Series 17 Exam Prep Course
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Series 17 Course Curriculum
Lesson 1
Customer Accounts & Trading Securities
Lesson 2
Options Market and Tax Consequences
Lesson 3
Debt Securities
Lesson 4
Taxation and Retirement Plans
Lesson 5
Issuing Securities and Rules and Regulations
Lesson 6
Investment Companies and Annuities
Lesson 7
Margin
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Dennis B.

"Great course! Done right, enough lecture to understand margin, yet plenty of time to study exams."

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How does the difficulty of your practice questions compare to the difficulty of the questions I am likely to see on the actual exam?

The Practice Exams questions are slightly more difficult than the actual exam, so you should be scoring in the high 60s/low 70s online before taking the exam.  The diagnostic exams are the same level of difficulty as the actual exam, so any passing score on those exams is good.

How many questions should I complete on the Practice Exams before I take the exam?

You should plan on completing about 600 practice questions online. The Series 17 has a heavy focus on securities regulations, so you may want to generate some exams that specifically focus on the Securities Act of 1933, the Securities Exchange Act of 1934 and SRO rules.  If your scores are not within passing range at that point, you may need to complete more questions.

Should I expect to use the full time allotted on the exam?

Most students are able to finish the exam within the allotted time, without being rushed.

Should I read the book before class?

Though it is not mandatory to read the material before coming to class, doing so will enable you to reinforce the concepts discussed in the book.  If you have not read the material prior to class you will need more time after class to prepare before you take the examination.

What is the usual study time for this exam for the typical student?

Assuming you are working full time while preparing for the examination, you should allow yourself three to four weeks to read through the material and another one to three weeks to complete practice exams.  You should attend the live class, watch the online KIT or receive private instruction while you are reading the material or immediately after reading the material.   The total study time is typically five to eight weeks.

Since the Series 17 is a modified version of the Series 7, which units from the Practice Exams can I exclude when I take practice examinations?

The Series 17 includes all the concepts tested on the Series 7 except for municipal bonds, options and investment companies. As such, when you prepare for the exam using our Series 7 material, you should exclude those chapters from the book and those units from the practice examinations.

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