FINRA Series 6 Top-Off Exam Prep & Study Materials
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Series 6 Top-Off Course Curriculum
Lesson 1
01 - INTRO & SERIES 6 BASICS
Lesson 2
02 - INVESTMENT COMPANY PRODUCTS AND REGULATION
Lesson 3
03 - VARIABLE PRODUCTS AND REGULATION
Lesson 4
04 - ACCOUNT OPENING AND SUITABILITY
Lesson 5
05 - ACCOUNT MAINTENANCE
Lesson 6
06 - SALES COMMUNICATIONS AND SALES PRACTICES
Lesson 7
07 - INVESTMENT COMPANY TAX CONCEPTS
Lesson 8
08 - RETIREMENT PLANS
Lesson 9
09 - MARKET INFORMATION AND ANALYSIS
Lesson 10
WRAP UP
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Margaret K.

Huge thanks for your amazing class...without you and your materials, I would have not passed.  With great thanks and let me know if there is anything I can so to support you.

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What should I expect on the day of my Series 6 Exam?

On the morning of your exam, plan on arriving at the testing center at least 30 minutes prior to your scheduled start time.  You should bring with you government issued identification (e.g. driver's license or passport).  Make sure the last name on your I.D. is the same as your last name on your registration form with your firm.  Also make sure you don't bring expired I.D.  You will be required to leave all your personal articles in a locker outside the testing room.  The testing center will provide you with a scratch pad, a pen or marker, and a basic four function calculator.  You are not permitted to bring anything else into the actual testing room.

Where do I take the Series 6 exam?

The exam is administered via the FINRA PROCTOR system at Prometric testing centers.

How often is the Series 6 Exam given?

That depends on the testing location, but most offer the exams every day of the week (including weekends).

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